
Assante Commissions
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Other
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Professional Development
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LearningAnd Development
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0 Slides • 8 Questions
1
Multiple Choice
When an advisor wants to reimburse a client from their commissions, which document must they submit?
LOD
Overdraft request
LOI request
BDA request
2
Multiple Choice
What are the numbers assigned to every advisor for commission reporting purposes?
CIFs
Advisor IDs
Associate IDs
Branch codes
3
Multiple Choice
Who can you contact for assistance with commission inquiries?
Commissions (commissions@
assante.com)
Account Updates (asacctupdate@
assante.com)
Processing (service@
assante.com)
Alice or Katherine (Commissions Team)
4
Multiple Choice
What do you need to use to retrieve the advisor's effective rate?
Advisors Rewards Program
Assante Compensation Schedule/
Harmonized Grid
Advisor Benefits
Advisor Tax Receipt
5
Multiple Select
An assistant calls to ask for a copy of the advisor's commission statement. What can you do? (select ALL that apply)
CSA can only send a commission statement to the Advisor
CSA can send a statement copy to the assistant
CSA can send a statement to Advisor’s email in ICM
CSA can transfer the call to the Commissions team
6
Multiple Choice
The system used to retrieve an advisor commission statements is:
AADB
ICM
ActionPro
PureFees
7
Multiple Choice
A fixed rate on commission band of $500,000 is:
50%
65%
70%
76%
8
Multiple Choice
A payout rate on CIIS equity is:
50%
65%
75%
100%
When an advisor wants to reimburse a client from their commissions, which document must they submit?
LOD
Overdraft request
LOI request
BDA request
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