NISM Chapter 3 4%
Authored by NS INVEST
Financial Education
Professional Development
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29 questions
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1.
MULTIPLE CHOICE QUESTION
1 min • 1 pt
Mutual funds are constituted as 'Trusts' in India. Who are the beneficiaries of the trust?
Employees
Distributors
Unit Holders
Trustees
2.
MULTIPLE CHOICE QUESTION
1 min • 1 pt
Who handles the day-to-day management of the mutual fund?
Asset Management
Company
Registrar & Transfer
Agency
Mutual Fund Trustees
Unit Holders
3.
MULTIPLE CHOICE QUESTION
1 min • 1 pt
Whose job is it to track the various corporate actions like bonus, dividend, or rights issue in companies where the mutual fund scheme has invested?
Registrar & Transfer
Agency
Custodian
Auditors
Unit Holders
4.
MULTIPLE CHOICE QUESTION
1 min • 1 pt
Registrar and Transfer Agency function must be independent of the Asset Management Company, and it cannot be retained in-house. State whether this statement is True or False?
True
False
5.
MULTIPLE CHOICE QUESTION
1 min • 1 pt
With which agency are the mutual fund distributors registered?
SEBI
Fund Accounting Team
Depositories
AMFI
6.
MULTIPLE CHOICE QUESTION
1 min • 1 pt
AMFI is neither a regulatory body nor a Self- Regulatory Organisation (SRO). State whether it is true or false?
True
False
7.
MULTIPLE CHOICE QUESTION
1 min • 1 pt
What is the minimum percent of networth of the AMC to be constituted by sponsors?
0.4
0.6
0.45
0.65
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